-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LkplX31q3Oz7D0h2lbwO6l5AcacZ56HK1EPRssQOkpopOQ47Re04jJzH1ph5Afab kPMOoZqsyi7OhzNi5ZBO4w== 0000950168-01-000255.txt : 20010214 0000950168-01-000255.hdr.sgml : 20010214 ACCESSION NUMBER: 0000950168-01-000255 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 GROUP MEMBERS: BA VENTURE PARTNERS III GROUP MEMBERS: BANK OF AMERICA VENTURES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPEECHWORKS INTERNATIONAL INC CENTRAL INDEX KEY: 0001111345 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043239151 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60591 FILM NUMBER: 1538182 BUSINESS ADDRESS: STREET 1: 695 ATLANTIC AVE CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6174284444 MAIL ADDRESS: STREET 1: 695 ATLANTIC AVE CITY: BOSTON STATE: MA ZIP: 02111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA VENTURES CENTRAL INDEX KEY: 0001134392 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 956016836 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 950 TOWER LANE, SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6503786000 SC 13G 1 0001.txt SPEECHWORKS INTERNATIONAL SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment ___*) UNDER THE SECURITIES EXCHANGE ACT OF 1934 SpeechWorks International, Inc. -------------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------- (Title of Class of Securities) 84764M --------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 pages CUSIP No. 84764M Page 2 of 7 Pages (1)Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Bank of America Ventures 95-6016836 - -------------------------------------------------------------------------------- (2)Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California, United States of America - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 2,259,427 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 2,259,427 (8) Shared Dispositive Power-0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 2,259,427 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 7.39% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 7 pages CUSIP No. 84764M Page 3 of 7 Pages (1)Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons BA Venture Partners III 94-3262346 - -------------------------------------------------------------------------------- (2)Check The Appropriate Box If A Member Of A Group (a) (b) X - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California, United States of America - -------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 251,042 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 251,042 (8) Shared Dispositive Power-0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 251,042 - -------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - -------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 0.82% - -------------------------------------------------------------------------------- (12) Type Of Reporting Person PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 7 Pages Page 4 of 7 pages Item 1. (a) Name of Issuer: SpeechWorks International, Inc. ("Issuer") (b) Address of Issuer's Principal Executive Offices: 695 Atlantic Avenue Boston, MA 02111 Item 2. (a) Name of Person Filing: Bank of America Ventures ("BA Ventures") BA Venture Partners III ("BA III") (b) Address of Principal Business Office: Bank America Ventures 950 Tower Lane, Suite 700 Foster City, CA 94404 (c) Citizenship/Place of Organization: BA Ventures - California BA III - California (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 84764M Item 3. Not applicable. Page 4 of 7 Pages Page 5 of 7 Pages Item 4 Ownership. - ------- ---------------------- --------------------------- --------------------- BA Ventures BA III - ------- ---------------------- --------------------------- --------------------- (a) Beneficial Ownership 2,259,427 251,042 - ------- ---------------------- --------------------------- --------------------- (b) Percentage of Class 7.39% 0.829% - ------- ---------------------- --------------------------- --------------------- (c) Sole Voting Power 259,427 251,042 - ------- ---------------------- --------------------------- --------------------- Shared Voting Power -0- -0- - ------- ---------------------- --------------------------- --------------------- Sole Dispositive 2,259,427 251,042 Power - ------- ---------------------- --------------------------- --------------------- Shared Dispositive -0- -0- Power - ------- ---------------------- --------------------------- --------------------- Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of class of securities, check the following: Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act. Item 9. Notice of Dissolution of Group Not applicable. EXHIBIT(S): A. Joint Filing Statement Page 5 of 7 Pages Page 6 of 7 Pages Item 10. Certification After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 8, 2001 BANK OF AMERICA VENTURES By: /s/ Robert Obuch ----------------------------------------- Principal BA VENTURE PARTNERS III By: /s/ Robert Obuch ----------------------------------------- General Partner Page 6 of 7 Pages Page 7 of 7 Pages EXHIBIT A We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us. Date: February 8, 2001 BANK OF AMERICA VENTURES By: /s/ Robert Obuch ----------------------------------------- Principal BA VENTURE PARTNERS III By: /s/ Robert Obuch ----------------------------------------- General Partner Page 7 of 7 pages -----END PRIVACY-ENHANCED MESSAGE-----